HERITAGE WEALTH ADVISORS PRIVACY NOTICE
This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding the privacy of consumer financial information (“Regulation S-P”). Please take the time to read and understand the privacy policies and procedures that we have implemented to safeguard your non-public personally identifiable information (“PII”).1
INFORMATION WE COLLECT AND HOW WE COLLECT IT
Heritage Wealth Advisors must collect certain personally identifiable financial information about its clients to provide financial services and products. The personally identifiable financial information that we collect and share during the normal course of doing business with you may include but is not limited to:
- Social security number, date of birth, and employment information;
- Assets and income and financial statements;
- Tax filings and supporting documentation;
- Account information including account numbers, balances and transaction history.
We collect this information through a variety of ways which may include:
- Information you provide us on applications, reports, tax filings, W-2s, or other documentation;
- Information about your transactions with us, our affiliates, or others;
- Information we receive from a consumer reporting agency.
INFORMATION WE DISCLOSE
We do not disclose any non-public personal information about our clients or former clients to anyone, except as permitted or required by law, or as necessary to provide services to you. In accordance with Sections 248.13 through 248.15 of Regulation S-P, we may disclose all of the information we collect, as described above, to certain non-affiliated third parties such as but not limited to, attorneys, accountants, auditors and persons or entities that are assessing our compliance with industry standards. We enter into contractual agreements with all nonaffiliated third parties that prohibit such third parties from disclosing or using the information other than to carry out the purposes for which we disclose the information.
CONFIDENTIALITY AND SECURITY
We restrict access to non-public personal information about you to those employees who need to know that information to provide financial products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
1 PII means any personally identifiable information and any list, description or other grouping of consumers that is derived using any personally identifiable information that is not publicly available.
The information contained on this site has been obtained from sources believed to be reliable, and its accuracy and completeness is not guaranteed. No representation or warranty, express or implied, is made as to the fairness, accuracy, completeness or correctness of the information and opinions contained herein. The views and other information provided are subject to change without notice. This site is issued without regard to the specific investment objectives, financial situation or particular needs of any specific recipient and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments.
Past performance may not be indicative of future results and different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Heritage Wealth Advisors, LLC , advice, or any non-investment related services, will be profitable, equal any historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. Heritage is not a law firm, and no portion of its services should be construed as legal advice. The achievement of any professional designation, certification, degree, or license, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Heritage is engaged, or continues to be engaged, to provide investment advisory services. A copy of our current written disclosure Brochure discussing our advisory services and fees is available upon request or here. The scope of the services provided depends upon the needs of the client and the terms of the engagement.